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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2021 08/2023
Minnesota Life Insurance Co St Paul MN 01/2021 08/2023
North Star Resource Group Minneapolis MN 01/2021 Present
Cri Securities Llc Minneapolis MN 01/2021 10/2021
University Of Minnesota Twin-Cities Minneapolis MN 09/2017 01/2021
Jimmy Johns New Richmond WI 02/2017 09/2017
New Richmond High School New Richmond WI 09/2013 05/2017
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
The Vitality Group Minneapolis MN 12/2025 Present
  • 01/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2021 → Present
    North Star Resource Group
    Minneapolis, MN
  • 01/2021 → 10/2021
    Cri Securities Llc
    Minneapolis, MN
  • 09/2017 → 01/2021
    University Of Minnesota Twin-Cities
    Minneapolis, MN
  • 02/2017 → 09/2017
    Jimmy Johns
    New Richmond, WI
  • 09/2013 → 05/2017
    New Richmond High School
    New Richmond, WI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 12/2025 → Present
    The Vitality Group
    Minneapolis, MN
Previous Registrations
  • 2021-03-31 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2021-03-31 → 2021-10-27
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1. NORTH STAR FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/12/2021 ADDRESS: 2701 University Ave Se, Minneapolis MN 55414, United States DESCRIPTION: Fixed insurance sales. 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: THE VITALITY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-26
  • S66 Uniform Combined State Law Examination
    2021-02-26

View on SEC IAPD

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