Lindsay Michal Wales

Employer firm

Focus Advisor Solutions, LLC CRD 143319

$41.5B regulatory AUM 1,716 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 09/2021
  Wells Fargo Clearing Services Llc
  St Louis, MO
• 05/2016 → 06/2018
  Wells Fargo Dealer Services
  Irving, TX
• 08/2014 → 05/2017
  University Of North Texas
  Denton, TX
• 09/2021 → Present
  Buckingham Strategic Wealth, Llc
  Clayton, MO
• 07/2024 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2021-11-01 → 2024-06-28
  Buckingham Strategic Wealth, Llc
  St Louis, MO
  Concord, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-01
• S63 Uniform Securities Agent State Law Examination
  2018-11-20

Other Names

• Lindsay Michal Harvey