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Brian E Rolland

Btc Capital Management

Cedar Rapids, IA

Des Moines, IA

CRD 6977374

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Employer firm

Btc Capital Management CRD 127158

$4.60B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Btc Capital Management

453 7Th Street, Des Moines, IA 50309-3702 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-16
IA RA APPROVED 2018-11-27
  • TX RA
    APPROVED_RES
    Since 2020-12-16
  • IA RA
    APPROVED
    Since 2018-11-27

Branch Locations

221 Third Avenue Se, Cedar Rapids, IA 52401 • United States

453 7Th Street, Des Moines, IA 50309-3702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Btc Capital Management Des Moines IA 07/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-22
  • S65 Uniform Investment Adviser Law Examination
    2018-10-22
Other Names
  • Brian Rolland

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.

Nearby Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ

Nearby Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA

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