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Benjamin Lamar Auman

Tucker Financial Group

Montgomery, AL

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Current Employers
Tucker Financial Group

254 Winton Blount Loop, Montgomery, AL 36117 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-06-24
  • AL RA
    APPROVED
    Since 2021-06-24

Branch Locations

254 Winton Blount Loop, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tucker Financial Group Montgomery AL 06/2018 Present
Huntsville City Schools Huntsville AL 08/2015 05/2018
  • 06/2018 → Present
    Montgomery, AL
  • 08/2015 → 05/2018
    Huntsville City Schools
    Huntsville, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-23
  • S65 Uniform Investment Adviser Law Examination
    2021-06-23

View on SEC IAPD

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