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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-18 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
12711 N. Meridian Street, Carmel, IN 46032 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Texas At San Antonio | San Antonio | TX | 08/2014 | 12/2016 |
| Fastenal | San Antonio | TX | 09/2015 | 02/2017 |
| Drink Texas / Peo Risk Management | San Antonio | TX | 07/2016 | 10/2016 |
| Frost Bank / Frost Brokerage | San Antonio | TX | 02/2017 | 12/2023 |
| Capital Group / American Funds Distributors, Inc. | San Antonio | TX | 01/2024 | Present |
| Neighborfavor, Inc. | San Antonio | TX | 01/2021 | Present |
Name: NeighborFavor, Inc. / Not investment-related activity / Address: TX 78701 / Nature of the business: NeighborFavor, Inc. is an app designed to connect users of the app with independent contractors (i.e. "Runners") to fulfill requests for deliveries of groceries and/or food. / Position: Runner / Start Date: Jan 2021 / Number of hours per month: 3 (none during securities trading hours)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-15 |
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