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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Turlock | CA | 07/2022 | Present |
| Hogin Financial And Insruance Services | Turlock | CA | 04/2022 | 07/2022 |
| Hogin Financial And Insurance Services | Turlock | CA | 07/2018 | 12/2018 |
| California State University | Turlock | CA | 09/2017 | 05/2018 |
| Unemployed | Turlock | CA | 01/2013 | 08/2017 |
| Unemployed | Batala | 01/2019 | 04/2022 |
1. 07/18/2024- Balam Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 01/01/2024 2. 07/18/2024- Balam Wealth Management- Non-Variable Insurance- Inv Rel- CA 95380- 6 Hrs Per Mnth- 1 Hr During Trading- Start Date 04/20/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-23 |
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