Inactive

Vincenzo Botta

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Current Employers

Riverside Advisors, Inc

Lexington, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-11-02

MA RA
APPROVED

Since 2018-11-02

Branch Locations

500 Unicorn Park Drive Ste 101, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbf	Woburn	MA	09/2002	Present

09/2002 → Present

Rbf

Woburn, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-10

S65 Uniform Investment Adviser Law Examination

2018-10-10

View on SEC IAPD

Other Firms

SINGLE TRACK FINANCIAL, INC.

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STONEX ADVISORS INC.

J.P. MORGAN SECURITIES LLC

BORA CAPITAL, LLC

93 FINANCIAL GROUP, LLC

SAVANT WEALTH MANAGEMENT

Other Investors

WAYNE R PASTEL

MARY ELIZABETH FAHEY

STEPHEN JOSEPH COLLINS

PAUL JOSEPH SAUERBRUNN

SHERYL HEIDI WEIN

ANDREW JAMES HOLT

DONNA MARIE DENONCOURT

Brian Patrick Darcy

Other Offices

SINGLE TRACK FINANCIAL, INC. · WOBURN, MA

LPL FINANCIAL LLC · WOBURN, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WOBURN, MA

STONEX ADVISORS INC. · Woburn, MA

J.P. MORGAN SECURITIES LLC · Woburn, MA

BORA CAPITAL, LLC · WOBURN, MA

93 FINANCIAL GROUP, LLC · WOBURN, MA

SAVANT WEALTH MANAGEMENT · Woburn, MA

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