Paul Leal

CRD 4931559

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-04
WI	RA	APPROVED	2017-06-29

TX RA
APPROVED

Since 2019-01-04
WI RA
APPROVED

Since 2017-06-29

Branch Locations

110 Carr Rd, Plymouth, WI 53073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third	Dixon	IL	10/2010	11/2016
Fifth Third Securities	Dixon	IL	10/2010	11/2016
Edward Jones	St Louis	MO	11/2016	Present

10/2010 → 11/2016

Fifth Third

Dixon, IL
10/2010 → 11/2016

Fifth Third Securities

Dixon, IL
11/2016 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-13
S63	Uniform Securities Agent State Law Examination	2006-01-28

S66 Uniform Combined State Law Examination

2017-04-13
S63 Uniform Securities Agent State Law Examination

2006-01-28

Other Names

Paul Joseph Leal

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC

IHT WEALTH MANAGEMENT LLC

VERITAS FINANCIAL SERVICES, LLC

Nearby Investors

JEAN ANN BLANKE

ADAM CHRISTOPHER MASON

MARGARET A WITTKOPP

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · PLYMOUTH, WI

IHT WEALTH MANAGEMENT LLC · PLYMOUTH, WI

VERITAS FINANCIAL SERVICES, LLC · PLYMOUTH, WI

More in Plymouth, WI

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