Adam Christopher Mason

Current Employers

Employment History

• 10/2011 → Present
  Lpl Financial, Llc
  Plymouth, WI
• 10/2014 → 06/2021
  Advisors' Pride
  Plymouth, WI
• 06/2021 → Present
  Iht Wealth Management Llc
  Chicago, IL

Previous Registrations

• 2014-10-29 → 2021-07-08
  Advisors' Pride Inc.
  Plymouth, WI
  Appleton, WI
• 2008-04-17 → 2010-10-18
  Equitable Advisors, Llc
  De Pere, WI
  Manitowoc, WI
  Sheboygan, WI
  Appleton, WI

Other Businesses

1) 10/20/2011: MCKENZIE FINANCIAL SERVICES, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 515 E MILL STREET STE 3, PLYMOUTH, WI 53073-1807 2) 10/20/2011: REAL ESTATE RENTAL - INV REL - 427-429 PATRICIA LANE WRIGHTSTOWN, WI 54180 - REAL ESTATE RENTAL - 5% OF TIME SPENT 3) 10/20/2011: AM CAPITAL ENTERPRISES - PERSONAL ENTITY FOR TAX REPORTING PURPOSES 4) 03/17/2014: NO BUSINESS NAME - INV REL - 515 E MILL STREET STE 3, PLYMOUTH, WI 53073-1807 - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - PRODUCER: DISABILITY 5) 09/04/2014: SHEBOYGAN FLIGHT, LLC - INV REL - N6180 RESOURCE DR, SHEBOYGAN FALLS, WI 53085 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 08/01/2014 - 2 HR/MO NONE DURING SECS TRDG HRS - AIRCRAFT RENTAL 6) 12/26/2018 - Riverstone Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading. 7) 7/16/2021 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/01/2021 - 120 Hours Per Month/75 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 07/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-16
• S63 Uniform Securities Agent State Law Examination
  2007-11-14