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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
12830 Highway 9 N, Alpharetta, GA 30004 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Oakhurst | CA | 06/2018 | 04/2020 |
| Jp Morgan Chase Bank, N.A. | Oakhurst | CA | 06/2018 | 04/2020 |
| Ventura Properties | Oakhurst | CA | 09/2017 | 06/2018 |
| Mason Williams Cpa | Oakhurst | CA | 10/2015 | 09/2017 |
| Premier Health Services | San Jose | CA | 05/2018 | 04/2020 |
| Jp Morgan Securities Llc | Dawsonville | GA | 04/2020 | 01/2022 |
| Jp Morgan Chase Bank | Dawsonville | GA | 04/2020 | 01/2022 |
| Wells Fargo Bank, Na | Alpharetta | GA | 09/2022 | Present |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 09/2022 | Present |
| Pnc Bank | Cumming | GA | 01/2022 | 09/2022 |
POPPIES TO PEACHES LLC, NOT INV RELATED, CUMMING, GA, 100% OWNERSHIP, START 5/24/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, EVENT EQUIPMENT RENTAL BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-09-28 |
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