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Armanni Joseph Malaty

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6976164

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-29
TX RA APPROVED 2025-01-28
  • AZ RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED
    Since 2025-01-28

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 06/2019 11/2019
Axa Advisors, Llc Scottsdale AZ 05/2018 05/2019
Versant Capital Management, Inc. Phoenix AZ 01/2018 05/2018
Wells Fargo Chandler AZ 09/2016 12/2017
Arizona State University Tempe AZ 08/2015 05/2019
Wells Fargo Clearing Services, Llc Mesa AZ 01/2020 10/2020
Wells Fargo Bank, Na Mesa AZ 01/2020 10/2020
Edelman Financial Engines Phoenix AZ 11/2020 05/2023
Mariner Wealth Advisors Phoenix AZ 05/2023 05/2024
Malaty Wealth Management Chandler AZ 06/2024 08/2024
The Vanguard Group, Inc. Scottsdale AZ 11/2024 Present
Vanguard Marketing Corporation Scottsdale AZ 11/2024 Present
Vanguard Advisers, Inc. Scottsdale AZ 11/2024 Present
  • 06/2019 → 11/2019
    Morgan Stanley
    Gilbert, AZ
  • 05/2018 → 05/2019
    Axa Advisors, Llc
    Scottsdale, AZ
  • 01/2018 → 05/2018
    Versant Capital Management, Inc.
    Phoenix, AZ
  • 09/2016 → 12/2017
    Wells Fargo
    Chandler, AZ
  • 08/2015 → 05/2019
    Arizona State University
    Tempe, AZ
  • 01/2020 → 10/2020
    Mesa, AZ
  • 01/2020 → 10/2020
    Wells Fargo Bank, Na
    Mesa, AZ
  • 11/2020 → 05/2023
    Phoenix, AZ
  • 05/2023 → 05/2024
    Mariner Wealth Advisors
    Phoenix, AZ
  • 06/2024 → 08/2024
    Malaty Wealth Management
    Chandler, AZ
  • 11/2024 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 11/2024 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 11/2024 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-13
S66 Uniform Combined State Law Examination 2019-10-24
  • S63 Uniform Securities Agent State Law Examination
    2025-01-13
  • S66 Uniform Combined State Law Examination
    2019-10-24
Other Names
  • Armanni Joseph Malaty
  • Armanni J Malaty
  • Armanni Malaty

View on SEC IAPD

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