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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED | 2025-01-28 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 06/2019 | 11/2019 |
| Axa Advisors, Llc | Scottsdale | AZ | 05/2018 | 05/2019 |
| Versant Capital Management, Inc. | Phoenix | AZ | 01/2018 | 05/2018 |
| Wells Fargo | Chandler | AZ | 09/2016 | 12/2017 |
| Arizona State University | Tempe | AZ | 08/2015 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Mesa | AZ | 01/2020 | 10/2020 |
| Wells Fargo Bank, Na | Mesa | AZ | 01/2020 | 10/2020 |
| Edelman Financial Engines | Phoenix | AZ | 11/2020 | 05/2023 |
| Mariner Wealth Advisors | Phoenix | AZ | 05/2023 | 05/2024 |
| Malaty Wealth Management | Chandler | AZ | 06/2024 | 08/2024 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2024 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 11/2024 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 11/2024 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-13 |
| S66 | Uniform Combined State Law Examination | 2019-10-24 |
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