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Adam Underwood

Rockbridge Investment Management, LLC

Syracuse, NY

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Current Employers
Rockbridge Investment Management, Llc

220 South Warren Street 9Th Floor, Syracuse, NY 13202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-22
  • NY RA
    APPROVED
    Since 2022-09-22

Branch Locations

220 South Warren Street 9Th Floor, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Genoa NY 02/2018 08/2018
Mcdonalds Ithaca NY 09/2013 02/2018
St. Johns University Queens NY 08/2014 05/2018
Axa Advisors New York NY 08/2018 06/2020
Equitable Advisors, Llc New York NY 08/2018 02/2022
Rockbridge Investment Management, Llc Syracuse NY 03/2022 07/2023
Rockbridge Investment Management, Llc Syracuse NY 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-23
  • S66 Uniform Combined State Law Examination
    2018-08-23
Designations

View on SEC IAPD

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