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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-11-20
TX RA APPROVED_RES 2014-11-17
  • AZ RA
    APPROVED
    Since 2014-11-20
  • TX RA
    APPROVED_RES
    Since 2014-11-17

Branch Locations

6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Scottsdale AZ 11/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-20
  • S66 Uniform Combined State Law Examination
    2005-05-20

View on SEC IAPD

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