Michael S Foster

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-05
AZ	RA	APPROVED	2022-01-26

TX RA
APPROVED_RES

Since 2022-07-05
AZ RA
APPROVED

Since 2022-01-26

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	06/2018	Present
Naviigo Llc	Pasadena	CA	12/2016	01/2018
Northern Arizona University	Flagstaff	AZ	08/2014	05/2018
Schwab Wealth Advisory, Inc.	Phoenix	AZ	01/2022	Present

06/2018 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ
12/2016 → 01/2018

Naviigo Llc

Pasadena, CA
08/2014 → 05/2018

Northern Arizona University

Flagstaff, AZ
01/2022 → Present

Schwab Wealth Advisory, Inc.

Phoenix, AZ

Other Businesses

1) Naviigo LLC | Investment Related:No|1974 Lincoln Ave|Pasadena|CA|91103|USA|Travel/Transportation/Tourism|CEO|12/15/2016|Less than 20|0|Overseeing the development and growth of a travel experience mobile app.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-06
S63	Uniform Securities Agent State Law Examination	2018-11-03

S66 Uniform Combined State Law Examination

2020-02-06
S63 Uniform Securities Agent State Law Examination

2018-11-03

View on SEC IAPD

Employer firm

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Other Businesses

Exams

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