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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-04 |
| AZ | RA | APPROVED | 2021-03-25 |
Branch Locations
2423 E. Lincoln Dr., Phoenix, AZ 85016 • United States
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2018 | Present |
| National Indemnity Company | Omaha | NE | 07/2015 | 06/2018 |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-26 |
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