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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2018 | Present |
| Houzz | Tempe | AZ | 07/2017 | 06/2018 |
| Medix | Scottsdale | AZ | 09/2016 | 07/2017 |
| Mary Kay | Glendale | AZ | 05/2016 | 06/2017 |
The BakerE; Baker; START DATE: 10/01/2020; Phoenix, AZ; Create cakes and sweet treats on a per order basis for clients. Wedding cakes, birthday cakes, special events as well as catering for smaller events; Generally less than 20 hours per month; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-26 |
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