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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2018 | Present |
| Argosy University | Chandler | AZ | 08/2016 | 06/2018 |
| Td Ameritrade, Inc. | Phoenix | AZ | 05/2021 | 06/2024 |
1) University of Dubuque | Investment Related:No|2000 University Avenue|Dubuque|IA|52001|USA|Education|Adjunct Professor|8/28/2017|20-40|0|Teach at the undergraduate and graduate level. Currently teaching BAC 340 - Effective Business Communication Skills
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-07 |
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