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Brock Aaron Von Holt

Von Holt Financial Advisors, Inc.

Palatine, IL

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Current Employers
Von Holt Financial Advisors, Inc.

50 N. Brockway Street Suite 4-5, Palatine, IL 60067 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-08-17
  • IL RA
    APPROVED
    Since 2018-08-17

Branch Locations

50 N. Brockway Street Suite 4-5, Palatine, IL 60067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Palatine IL 05/2008 05/2018
Von Holt Financial Advisors, Inc. Palatine IL 05/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-17
  • S65 Uniform Investment Adviser Law Examination
    2018-08-17
Designations

View on SEC IAPD

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