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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-19 |
| CA | RA | APPROVED | 2022-12-09 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The University Of Arizona | Tucson | AZ | 08/2014 | 05/2018 |
| Youth On Their Own | Tucson | AZ | 05/2017 | 08/2017 |
| Vanguard Group, Inc. | Scottsdale | AZ | 07/2018 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2022 | Present |
| Bank Of America N.A. | Chandler | AZ | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-24 |
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