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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-29 |
| AL | RA | APPROVED | 2018-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 06/2018 | Present |
| Lone Buffalo, Inc. | Rock Hill | SC | 10/2013 | 06/2018 |
| University Of Michigan | Ann Arbor | MI | 09/2015 | 05/2018 |
| Teach For America | Birmingham | AL | 08/2012 | 09/2016 |
| Dupont Company | Wilmington | DE | 06/2017 | 08/2017 |
| Bank Of America, N.A. | Birmingham | AL | 08/2018 | Present |
Name of Business: Lone Buffalo Address: Fort Mill, SC This business is not investment-related. Lone Buffalo is a news monitoring and analysis company. I have served as an editor in a part-time fashion since October of 2013. I spend approximately 50 hours a month for this position, none of which occur during securities trading hours. I essentially copy and paste news articles into a software tool that aggregates them into newsletters that are sent to employees at various companies. These companies include a healthcare IT company, Allscripts, and a reinsurance company, Validus. I spent approximately 1-2 hours at night before going to bed as well as 1 hour early in the morning (6:00 - 7:00am EST) performing these duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-14 |
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