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Colin P Smith

Wealth Enhancement Advisory Services, LLC

Malvern, PA

Plymouth, MN

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-07-06
PA RA APPROVED 2019-02-06
TX RA APPROVED 2019-02-06
  • LA RA
    APPROVED
    Since 2022-07-06
  • PA RA
    APPROVED
    Since 2019-02-06
  • TX RA
    APPROVED
    Since 2019-02-06

Branch Locations

4 Mystic Ln, Malvern, PA 19355 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 06/2018 02/2019
J.P. Morgan Chase & Co. Newark DE 06/2012 04/2017
J.P. Morgan Chase & Co. New York City NY 04/2017 05/2018
Bank Of America, N.A. Wayne PA 06/2018 02/2019
Wealth Enhancement Group Plymouth MN 02/2019 Present
Wealth Enhancement Advisory Services Plymouth MN 02/2019 Present
  • 06/2018 → 02/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wayne, PA
  • 06/2012 → 04/2017
    J.P. Morgan Chase & Co.
    Newark, DE
  • 04/2017 → 05/2018
    J.P. Morgan Chase & Co.
    New York City, NY
  • 06/2018 → 02/2019
    Bank Of America, N.A.
    Wayne, PA
  • 02/2019 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 02/2019 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-27
  • S66 Uniform Combined State Law Examination
    2018-09-27
Other Names
  • Colin Smith
  • Colin Patrick Smith

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
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