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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-10 |
| AZ | RA | APPROVED | 2021-09-09 |
| TX | RA | APPROVED | 2021-08-30 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Range West Consultants | Chino Valley | AZ | 02/2017 | 04/2018 |
| Desert Mountain Golf Community | Scottsdale | AZ | 09/2013 | 12/2016 |
| Northern Arizona University | Flagstaff | AZ | 08/2014 | 12/2016 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2018 | Present |
| Firerock Country Club | Fountain Hills | AZ | 04/2017 | 05/2023 |
| Acx | Newark | NJ | 04/2022 | 05/2023 |
| Laverve, Llc | Scottsdale | AZ | 02/2019 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2018 | Present |
| Vanguard Advisers Inc. | Scottsdale | AZ | 08/2021 | Present |
NAME OF BUSINESS: LAVERVE, LLC NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: SALES, ENTERTAINMENT POSITION: OWNER START DATE: 3/2019 APPROX. HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BAKING/SELLING ITALIAN COOKIES, RESALE OF ITEMS ON POSHMART, CREATING TIKTOKS ABOUT WORD ETYMOLOGY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-27 |
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