Best Investors Account Sign in

Nico Salvatore Labarbera

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6974829

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
AZ RA APPROVED 2021-09-09
TX RA APPROVED 2021-08-30
  • CA RA
    APPROVED
    Since 2024-07-10
  • AZ RA
    APPROVED
    Since 2021-09-09
  • TX RA
    APPROVED
    Since 2021-08-30

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Range West Consultants Chino Valley AZ 02/2017 04/2018
Desert Mountain Golf Community Scottsdale AZ 09/2013 12/2016
Northern Arizona University Flagstaff AZ 08/2014 12/2016
The Vanguard Group, Inc. Scottsdale AZ 07/2018 Present
Firerock Country Club Fountain Hills AZ 04/2017 05/2023
Acx Newark NJ 04/2022 05/2023
Laverve, Llc Scottsdale AZ 02/2019 Present
Vanguard Marketing Corporation Scottsdale AZ 07/2018 Present
Vanguard Advisers Inc. Scottsdale AZ 08/2021 Present
  • 02/2017 → 04/2018
    Range West Consultants
    Chino Valley, AZ
  • 09/2013 → 12/2016
    Desert Mountain Golf Community
    Scottsdale, AZ
  • 08/2014 → 12/2016
    Northern Arizona University
    Flagstaff, AZ
  • 07/2018 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2017 → 05/2023
    Firerock Country Club
    Fountain Hills, AZ
  • 04/2022 → 05/2023
    Acx
    Newark, NJ
  • 02/2019 → Present
    Laverve, Llc
    Scottsdale, AZ
  • 07/2018 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 08/2021 → Present
    Scottsdale, AZ
Other Businesses

NAME OF BUSINESS: LAVERVE, LLC NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: SALES, ENTERTAINMENT POSITION: OWNER START DATE: 3/2019 APPROX. HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BAKING/SELLING ITALIAN COOKIES, RESALE OF ITEMS ON POSHMART, CREATING TIKTOKS ABOUT WORD ETYMOLOGY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-25
S63 Uniform Securities Agent State Law Examination 2018-08-27
  • S66 Uniform Combined State Law Examination
    2021-08-25
  • S63 Uniform Securities Agent State Law Examination
    2018-08-27
Other Names
  • Nico Salvatore Labarbera
  • Nico Labarbera

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Scottsdale, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor