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Christine M Mantich

Wells Fargo Clearing Services, LLC

Annapolis, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-09-17
  • MD RA
    APPROVED
    Since 2020-09-17

Branch Locations

2661 Riva Rd Ste 1020, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockville MD 07/2008 08/2019
Raymond James & Associates Baltimore MD 08/2019 11/2019
Premier Planning Group Annapolis MD 11/2019 09/2020
Cetera Advisor Networks El Segundo CA 11/2019 09/2020
Wells Fargo Clearing Services, Llc Annapolis MD 09/2020 Present
Previous Registrations
  • 2019-11-26 → 2020-09-29
    Summit Financial Group Inc
    Annapolis, MD
  • 2019-11-26 → 2019-11-26
    Cetera Wealth Services, Llc
    Annapolis, MD
  • 2019-08-06 → 2019-11-18
    Raymond James & Associates, Inc.
    Hunt Valley, MD
  • 2008-07-29 → 2019-08-05
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Annapolis, MD
    North Bethesda, MD
  • 2007-12-21 → 2008-07-15
    Morgan Stanley & Co. Llc
    New York, NY
    Bethesda, MD
  • 2007-05-25 → 2007-10-19
    Edelman Financial Services, Llc
    Fairfax, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 2005-06-27
  • S65 Uniform Investment Adviser Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    2005-06-27
Other Names
  • Christine Marie Mantich
  • Christine M Mantich
  • Christine M. Mantich

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
RCS FINANCIAL PLANNING, LLC
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EQUITABLE ADVISORS, LLC
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LPL FINANCIAL LLC

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JAMES WILSON THOMAS
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SAMANTHA MARIE LONG
Daniel Maris Beigel
JOSEPH WALLACE DUBINSKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
MARINER INDEPENDENT · Annapolis, MD
EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

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