William Raymond Sherwin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 10/2025
  Triton Investments, Llc
  Bismarck, ND
• 09/2017 → Present
  The North Dakota Dental Association
  Bismarck, ND
• 11/2016 → 07/2017
  Apt, Inc.
  Bismarck, ND
• 07/2016 → 09/2016
  Robins Kaplan Llp
  Minneapolis, MN
• 03/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-11-02 → 2025-04-17
  Triton Investments, Llc
  Bismarck, ND
  Bismarck, ND

Other Businesses

I am a licensed attorney but I do not practice law, work with clients, or work for a law firm. I do not have an escrow account, work with clients, or get any income/compensation from the practice of law. I am also the Executive Director of The North Dakota Dental Association where I work 32 hours per week. I am paid with a salary at The North Dakota Dental Association and do not receive a commission.

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-04-01
• S65 Uniform Investment Adviser Law Examination
  2020-10-29