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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-23 |
| TX | RA | APPROVED | 2026-06-23 |
Branch Locations
1520 North El Camino Real Ste4, San Clemente, CA 92672 • United States
1520 North El Camino Real Suite 4, San Clemente, CA 92672 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Students, Inc. | San Luis Obispo | CA | 09/2015 | 07/2019 |
| Ubs Financial Services, Inc. | Newport Beach | CA | 07/2018 | 09/2018 |
| Ubs Financial Services, Inc. | Weehawken | NJ | 07/2019 | 08/2021 |
| California Polytechnic State University; San Luis Obispo | San Luis Obispo | CA | 09/2015 | 06/2019 |
| Morgan Stanley | Laguna Niguel | CA | 08/2021 | 06/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2026 | 06/2026 |
| Lpl Financial Llc | San Clemente | CA | 06/2026 | Present |
1. 6/2026 - WestKai Private Wealth - DBA for LPL Business (entity for LPL business) - INV REL - 200 Hour(s)/Month – 200 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/23/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-18 |
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