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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-01 |
Branch Locations
1004 W Tate Street Marion, Nc, Usa, 28752, Marion, NC 28752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 06/2018 | Present |
| Secu Life Insurance Company | Raleigh | NC | 06/2018 | Present |
| State Employees' Credit Union | Marion | NC | 02/2016 | Present |
| Credit Union Investment Services | Raleigh | NC | 09/2018 | Present |
| East Marion Baptist Church | Marion | NC | 10/2018 | Present |
| Members Trust Company | Tampa | FL | 09/2019 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 2/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2018. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. East Marion Baptist Church, 660 Baldwin Ave. Marion, NC 28752. Not investment related. Title: Financial Assistant. Start date: 10/2018. Duties: accounts payable, creating budget, bank reconciliation. Hrs/ mo. 48. None during trading hours. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2019. TITLE: TRUST REP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-05 |
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