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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-01
  • NC RA
    APPROVED
    Since 2018-11-01

Branch Locations

1004 W Tate Street Marion, Nc, Usa, 28752, Marion, NC 28752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 06/2018 Present
Secu Life Insurance Company Raleigh NC 06/2018 Present
State Employees' Credit Union Marion NC 02/2016 Present
Credit Union Investment Services Raleigh NC 09/2018 Present
East Marion Baptist Church Marion NC 10/2018 Present
Members Trust Company Tampa FL 09/2019 Present
  • 06/2018 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2018 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 02/2016 → Present
    State Employees' Credit Union
    Marion, NC
  • 09/2018 → Present
    Raleigh, NC
  • 10/2018 → Present
    East Marion Baptist Church
    Marion, NC
  • 09/2019 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 2/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2018. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. East Marion Baptist Church, 660 Baldwin Ave. Marion, NC 28752. Not investment related. Title: Financial Assistant. Start date: 10/2018. Duties: accounts payable, creating budget, bank reconciliation. Hrs/ mo. 48. None during trading hours. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2019. TITLE: TRUST REP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-01
S63 Uniform Securities Agent State Law Examination 2018-09-05
  • S65 Uniform Investment Adviser Law Examination
    2018-11-01
  • S63 Uniform Securities Agent State Law Examination
    2018-09-05

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