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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-02-24
  • NC RA
    APPROVED
    Since 2009-02-24

Branch Locations

32 North Main Street, Marion, NC 28752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Marion NC 05/2007 Present
Raymond James Financial Services Advisors Inc. Marion NC 02/2009 Present
Other Businesses

(1)Name of Business: Joe Davis Financial Associates, LLC Address: 32 N Main St Ste B, Marion, NC, 28752, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 12/11/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations Manager/Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-14
  • S66 Uniform Combined State Law Examination
    2008-01-14
Other Names
  • Mike Daye

View on SEC IAPD

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