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1600 Broadway 4Th Floor, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-25 |
| CO | RA | APPROVED | 2023-04-24 |
| AZ | RA | APPROVED | 2022-01-11 |
Branch Locations
16767 N Perimeter Drive Suite 200, Scottsdale, AZ 85260 • United States
One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-04-30 |
Branch Locations
5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States
16767 N. Perimeter Dr. Ste. 200, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Scottsdale | AZ | 10/2015 | 10/2020 |
| Bok Financial Securities, Inc. | Scottsdale | AZ | 10/2020 | Present |
| Bokf, Na | Scottsdale | AZ | 10/2020 | Present |
| Bok Financial Private Wealth, Inc. | Scottsdale | AZ | 07/2021 | Present |
1)Name: Rental property Investment related (y/n): N Start date: 09/2023 Position held: property manager Nature of outside business: rental property Hrs/mo: 0 Hrs/mo during securities trading: 0 Brief description of duties: managing rental property; spouse will handle all duties of manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-14 |
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