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Current Employers
Richard W. Paul & Associates, Llc

39555 Orchard Hill Place Suite 100, Novi, MI 48375 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-06-25
  • MI RA
    APPROVED
    Since 2018-06-25

Branch Locations

39555 Orchard Hill Place Suite 100, Novi, MI 48375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard W. Paul & Associates, Llc Novi MI 06/2018 Present
Richard W. Paul & Associates, Llc Novi MI 05/2017 08/2017
Albion College Albion MI 01/2015 01/2018
Albion College Albion MI 05/2014 05/2018
Richard W. Paul & Associates, Llc Novi MI 05/2018 Present
Other Businesses

Richard W. Paul & Associates, LLC; investment related; Novi, MI; Insurance; Client Service Specialist/Insurance Agent; started 05/2018; approx 7.5 hrs per month; 1.5 during trading hours; assist in servicing annuity clients accounts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-08
  • S65 Uniform Investment Adviser Law Examination
    2018-06-08

View on SEC IAPD

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