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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-13 |
| CA | RA | APPROVED | 2025-08-04 |
Branch Locations
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Newport Beach | CA | 07/2021 | 10/2023 |
| Ameriprise Financial | Irvine | CA | 08/2019 | 06/2021 |
| Saddleback Community College | Mission Viejo | AL | 08/2015 | 12/2018 |
| California State University, Long Beach | Long Beach | CA | 01/2018 | 06/2019 |
| Traveling | Cary | NC | 02/2015 | 07/2018 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 09/2023 | 07/2024 |
| Lion Street Financial | Austin | TX | 08/2024 | 03/2025 |
| Blue Ocean Companies Llc | Bellevue | WA | 08/2024 | 02/2025 |
| Morgan Stanley | Newport Beach | CA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-26 |
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