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Inactive

Alan Rafael Menase

West Financial Services, Inc.

Rockville, MD

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Current Employers
West Financial Services, Inc.

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-04-25
VA RA APPROVED 2025-04-25
  • MD RA
    APPROVED
    Since 2025-04-25
  • VA RA
    APPROVED
    Since 2025-04-25

Branch Locations

14941 Shady Grove Road, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Malvern PA 03/2022 03/2025
Mallard Financial Partners Newark DE 01/2014 03/2022
West Financial Services, Inc. Rockville MD 03/2025 Present
  • 03/2022 → 03/2025
    The Vanguard Group, Inc
    Malvern, PA
  • 01/2014 → 03/2022
    Mallard Financial Partners
    Newark, DE
  • 03/2025 → Present
    West Financial Services, Inc.
    Rockville, MD
Previous Registrations
  • 2022-05-17 → 2025-04-16
    Vanguard Advisers, Inc.
    Malvern, PA
  • 2018-06-20 → 2022-03-16
    Mallard Financial Partners Inc
    Newark, DE
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-16
  • S63 Uniform Securities Agent State Law Examination
    2022-05-16
Designations
Other Names
  • Alan Rafael Menase
  • Alan Menase

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NAVY FEDERAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING

Other Investors

JOHN BRIAN OETTINGER
JORDAN SCOTT KRAUS
Anna Laureys Squier
JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

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