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Nicholas M Pulido

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Dorado Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-14
CA RA APPROVED 2023-04-06
  • TX RA
    APPROVED
    Since 2023-04-14
  • CA RA
    APPROVED
    Since 2023-04-06

Branch Locations

3901 Park Dr, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Chico CA 06/2017 09/2021
Unemployed Chico CA 03/2017 06/2017
Target Chico CA 07/2014 03/2017
Jp Morgan Securities Llc Chico CA 06/2018 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chico CA 12/2022 Present
Unemployed Chico CA 09/2021 12/2022
California State University Chico Chino CA 08/2014 05/2018
Bank Of America, N.A. Chico CA 02/2023 Present
  • 06/2017 → 09/2021
    Jp Morgan Chase Bank, N.A.
    Chico, CA
  • 03/2017 → 06/2017
    Unemployed
    Chico, CA
  • 07/2014 → 03/2017
    Target
    Chico, CA
  • 06/2018 → 09/2021
    Jp Morgan Securities Llc
    Chico, CA
  • 12/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chico, CA
  • 09/2021 → 12/2022
    Unemployed
    Chico, CA
  • 08/2014 → 05/2018
    California State University Chico
    Chino, CA
  • 02/2023 → Present
    Bank Of America, N.A.
    Chico, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-03
S63 Uniform Securities Agent State Law Examination 2018-07-19
  • S66 Uniform Combined State Law Examination
    2023-03-03
  • S63 Uniform Securities Agent State Law Examination
    2018-07-19
Other Names
  • Nicholas M Pulido
  • Nicholas Pulido
  • Nicholas Matthew Pulido

View on SEC IAPD

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ARROWROOT FAMILY OFFICE, LLC · EL DORADO HILLS, CA
LIFEWORKS ADVISORS, LLC · EL DORADO HILLS, CA
ROSSI FINANCIAL GROUP · EL DORADO HILLS, CA
BRIDGEVIEW CAPITAL ADVISORS, INC. · EL DORADO HILLS, CA
GOLDENSTONE WEALTH MANAGEMENT · EL DORADO HILLS, CA
THRIVE FINANCIAL PLANNING · EL DORADO HILLS, CA
BELLWETHER CAPITAL MANAGEMENT LLC · El Dorado Hills, CA
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