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Carolina Alexandra Fernandez

Raymond James & Associates, Inc.

Coral Gables, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-25
  • FL RA
    APPROVED
    Since 2023-08-25

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Miami FL 05/2019 08/2019
Wells Fargo Advisors Miami FL 06/2018 08/2018
Florida State College Of Law Tallahassee FL 09/2017 12/2019
Miami-Dade State Attorney's Office Miami FL 06/2017 08/2017
Florida State University Tallahassee FL 06/2016 12/2019
Unemployed Miami FL 01/2020 02/2020
Sanford C. Bernstein & Co., Llc. Miami FL 02/2020 11/2020
Oppenheimer & Co Inc. Fort Lauderdale FL 03/2021 08/2021
Unemployed Miami FL 11/2020 03/2021
Raymond James & Associates Miami FL 08/2021 Present
  • 05/2019 → 08/2019
    Merrill Lynch
    Miami, FL
  • 06/2018 → 08/2018
    Wells Fargo Advisors
    Miami, FL
  • 09/2017 → 12/2019
    Florida State College Of Law
    Tallahassee, FL
  • 06/2017 → 08/2017
    Miami-Dade State Attorney's Office
    Miami, FL
  • 06/2016 → 12/2019
    Florida State University
    Tallahassee, FL
  • 01/2020 → 02/2020
    Unemployed
    Miami, FL
  • 02/2020 → 11/2020
    Sanford C. Bernstein & Co., Llc.
    Miami, FL
  • 03/2021 → 08/2021
    Oppenheimer & Co Inc.
    Fort Lauderdale, FL
  • 11/2020 → 03/2021
    Unemployed
    Miami, FL
  • 08/2021 → Present
    Raymond James & Associates
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2023-07-31
Other Names
  • Carolina Fernandez

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.
MORGAN STANLEY

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

More in Coral Gables, FL

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