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James Colton Brookshire

Robert W. Baird & Co. Incorporated

Asheville, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-17
TX RA APPROVED 2025-01-16
NC RA APPROVED 2024-08-28
  • FL RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-16
  • NC RA
    APPROVED
    Since 2024-08-28

Branch Locations

79 Woodfin Place Suite 100, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
In High School/ Unemployed Hendersonville NC 01/2014 04/2018
Hilliard Lyons Asheville NC 05/2018 08/2018
Cobblestone Enterprises Hendersonville NC 11/2018 01/2021
Speckled Trout Blowing Rock NC 02/2021 05/2021
Robert W Baird Asheville NC 06/2021 11/2021
Apex Systems Charleston SC 01/2022 01/2024
Robert W Baird Asheville NC 01/2024 Present
  • 01/2014 → 04/2018
    In High School/ Unemployed
    Hendersonville, NC
  • 05/2018 → 08/2018
    Hilliard Lyons
    Asheville, NC
  • 11/2018 → 01/2021
    Cobblestone Enterprises
    Hendersonville, NC
  • 02/2021 → 05/2021
    Speckled Trout
    Blowing Rock, NC
  • 06/2021 → 11/2021
    Robert W Baird
    Asheville, NC
  • 01/2022 → 01/2024
    Apex Systems
    Charleston, SC
  • 01/2024 → Present
    Robert W Baird
    Asheville, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-09
S65 Uniform Investment Adviser Law Examination 2024-08-26
  • S63 Uniform Securities Agent State Law Examination
    2024-09-09
  • S65 Uniform Investment Adviser Law Examination
    2024-08-26
Other Names
  • Colton Brookshire
  • James Colton Brookshire
  • James C Brookshire

View on SEC IAPD

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Other Investors

JAMES TURNER NORRIS
LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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