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Elizabeth Alden Williams

Ep Wealth Advisors

Falmouth, ME

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-27
ME RA APPROVED 2024-11-26
  • CA RA
    APPROVED
    Since 2024-11-27
  • ME RA
    APPROVED
    Since 2024-11-26

Branch Locations

19 Northbrook Dr, Falmouth, ME 04105 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gather Financial Planning Falmouth ME 02/2014 11/2024
Stronghold Portland ME 06/2013 03/2020
Ep Wealth Advisors, Llc Falmouth ME 11/2024 Present
  • 02/2014 → 11/2024
    Gather Financial Planning
    Falmouth, ME
  • 06/2013 → 03/2020
    Stronghold
    Portland, ME
  • 11/2024 → Present
    Ep Wealth Advisors, Llc
    Falmouth, ME
Previous Registrations
  • 2018-06-27 → 2025-01-22
    Gather Financial Planning
    Falmouth, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-29
  • S65 Uniform Investment Adviser Law Examination
    2018-05-29
Designations
Other Names
  • Elizabeth A. Williams
  • Betsy Williams
  • Elizabeth Alden Nelson
  • Betsy Nelson

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
STILLWATER INVESTING
J.P. MORGAN SECURITIES LLC
PARK AVENUE SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JONATHAN WAYNE HILTZ
Peter Kelley
LAWRENCE JOSEPH PERRY
CHRISTOPHER R. PERRY
MATTHEW ALAN RITTENHOUSE
Robert Oliver Larochelle
ALANE MARGARET DOWNES
COREY BRIAN WOODHEAD

Other Offices

MML INVESTORS SERVICES, LLC · Falmouth, ME
CETERA INVESTMENT ADVISERS LLC · FALMOUTH, ME
STILLWATER INVESTING · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Westbrook, ME
PARK AVENUE SECURITIES LLC · WESTBROOK, ME
CETERA INVESTMENT ADVISERS LLC · WESTBROOK, ME
COMMONWEALTH FINANCIAL NETWORK · FALMOUTH, ME
EDWARD JONES · FALMOUTH, ME

More in Falmouth, ME

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