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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-07-25 |
Branch Locations
7830 Market Blvd, Chanhassen, MN 55317 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Bloomington | MN | 01/2014 | 12/2021 |
| Wells Fargo Clearing Services Llc | Bloomington | MN | 06/2018 | 12/2021 |
| Presbytarian Home | Bloomington | MN | 12/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | MN | 12/2021 | 06/2023 |
| Presbyterian Homes And Services Inc | Bloomington | MN | 11/2015 | 12/2018 |
| Bank Of America, N.A. | Bloomington | MN | 05/2023 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Chanhassen | MN | 06/2023 | Present |
| Wells Fargo Bank, Na | Chanhassen | MN | 06/2023 | Present |
ROLAMIDE LLC; INV RELATED; SHAKOPEE, MN; ONLINE E-COMMERCE; 100% OWNERSHIP WITH SPOUSE; START DATE 03/01/2025; 20 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
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