Matthew Cody Brooks

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 07/2023
  Charles Schwab & Co., Inc.
  Westlake, TX
• 11/2012 → 06/2018
  State Of Texas Health And Human Services Commission
  Wichita Falls, TX
• 01/2024 → Present
  Lpl Financial Llc
  Grand Prairie, TX
• 01/2024 → Present
  Texas Trust Credit Union
  Grand Prairie, TX
• 07/2023 → 10/2023
  Guidestone Financial Resources
  Dallas, TX
• 10/2023 → 01/2024
  Unemployed
  Grand Prairie, TX
• 01/2024 → 01/2024
  Quiktrip
  Euless, TX

Other Businesses

1) 01/16/2024 - Texas Trust Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-22
• S63 Uniform Securities Agent State Law Examination
  2019-02-22

Other Names

• Matt Brooks