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Michael Douglas Finley

S&S Wealth Management

Grand Prairie, TX

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Current Employers
S&S Wealth Management

2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050-7825 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2012-06-29
TX RA APPROVED 2004-04-13
  • LA RA
    APPROVED
    Since 2012-06-29
  • TX RA
    APPROVED
    Since 2004-04-13

Branch Locations

2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors Inc Norcross GA 04/2012 08/2024
S & S Wealth Management Grand Prairie TX 02/2004 Present
Osaic Wealth, Inc. Grand Prairie TX 08/2024 Present
  • 04/2012 → 08/2024
    Triad Advisors Inc
    Norcross, GA
  • 02/2004 → Present
    S & S Wealth Management
    Grand Prairie, TX
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Grand Prairie, TX
Other Businesses

1. NAME: S&S WEALTH MANAGEMENT, L.P.; NATURE OF THE BUSINESS: REGISTERED INVESTMENT ADVISOR; Partnership POSITION, TITLE OR RELATIONSHIP: Financial Advisor, INVESTMENT ADVISOR REP START DATE: 02/01/2004 INVESTMENT RELATED: Yes DESCRIPTION: FEE BASED MONEY MANAGEMENT; Investment Advisor and technology NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 2. REGISTERED REPRESENTATIVE OF TRIAD ADVISORS, INC.5185 PEACHTREE PKWY, SUITE 280, NORCROSS, GA 30092; INVESTMENT RELATED; START 04/30/2012; 80 HOURS/MONTH DURING BUSINESS HOURS; COMMISSION-BASED SECURITIES. 3. INDEPENDENT LICENSED INSURANCE AGENT; INVESTMENT RELATED; 2505 N STATE HWY 360, SUITE 490, GRAND PRAIRIE, TX 75050; SINCE 2/15/2001; 10 HOURS/MONTH; LIFE INSURANCE AND ANNUITIES SALES 4. STRICKLAND FINANCIAL POSITION: Fixed insurance product sales NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 800 E Border St, Ste 200, Arlington TX 76010, United States DESCRIPTION: Sales of fixed annuities and life insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-23
  • S66 Uniform Combined State Law Examination
    1999-04-23
Other Names
  • Michael D Finley

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