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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-20
FL RA APPROVED 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2022-10-20
  • FL RA
    APPROVED
    Since 2022-06-02

Branch Locations

100 S Kentucky Ave, Lakeland, FL 33801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Naples FL 06/2018 04/2022
Roland George Investments Program Deland FL 08/2017 05/2018
Volusia Title Services Deland FL 08/2016 05/2018
Unemployed Lake Wales FL 05/2018 06/2018
Charles Schwab Bank, Ssb Naples FL 06/2020 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakeland FL 05/2022 Present
Bank Of America, Na Lakeland FL 05/2022 Present
  • 06/2018 → 04/2022
    Naples, FL
  • 08/2017 → 05/2018
    Roland George Investments Program
    Deland, FL
  • 08/2016 → 05/2018
    Volusia Title Services
    Deland, FL
  • 05/2018 → 06/2018
    Unemployed
    Lake Wales, FL
  • 06/2020 → 04/2022
    Charles Schwab Bank, Ssb
    Naples, FL
  • 05/2022 → Present
    Lakeland, FL
  • 05/2022 → Present
    Bank Of America, Na
    Lakeland, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-07
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S66 Uniform Combined State Law Examination
    2020-07-07
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03

View on SEC IAPD

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