Hector Leonardo Nava-Castanon

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 09/2019
  Bbva Securities Inc.
  Albuquerque, NM
• 10/2015 → 09/2019
  Compass Bank
  Albuquerque, NM
• 04/2018 → 09/2019
  Bbva Compass Insurance Agency, Inc.
  Albuquerque, NM
• 10/2019 → 04/2022
  Cuna Mutual Group
  Albuquerque, NM
• 10/2019 → 04/2022
  Cuna Brokerage Services, Inc.
  Albuquerque, NM
• 05/2022 → 02/2023
  Missionsquare Investment Services
  Albuquerque, NM
• 02/2023 → 05/2024
  Lincoln Financial Advisors
  Albuquerque, NM
• 05/2024 → 08/2024
  Lincoln Financial Distributors, Inc.
  Albuquerque, NM
• 10/2025 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 10/2025 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 09/2024 → 09/2025
  Unemployed
  Albuquerque, NM
• 12/2025 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2023-02-22 → 2024-05-08
  Osaic Fa, Inc.
  Albuquerque, NM
  Fort Wayne, IN
• 2022-05-05 → 2023-01-31
  Missionsquare Retirement
  Washington, DC
  Albuquerque, NM
• 2020-06-30 → 2022-04-21
  Cuna Brokerage Services, Inc.
  Albuquerque, NM

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 04/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-29
• S63 Uniform Securities Agent State Law Examination
  2019-01-25

Other Names

• Hector L. Nava Castanon
• Hector Leonardo Nava Castanon
• Hector L. Nava-Castanon