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Buba Nyassi

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 6969528

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-06
TX RA APPROVED 2023-01-09
  • AZ RA
    APPROVED
    Since 2023-06-06
  • TX RA
    APPROVED
    Since 2023-01-09

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great-West Financial Overland Park KS 06/2018 06/2021
Tower Loan Liberty MO 07/2017 06/2018
Phoenis Family Building Co. Llc Warrensburg MO 08/2017 12/2017
Saint Luke's Health System Lee's Summit MO 06/2014 07/2017
The Vanguard Group, Inc. Scottsdale AZ 06/2021 11/2022
University Of Missouri Kansas City MO 01/2019 05/2021
Central Missouri State University Warrensburg MO 08/2015 12/2017
Home Instead Senior Care Lee's Summit MO 10/2021 03/2022
Charles Schwab & Co., Inc. Phoenix AZ 11/2022 Present
Charles Schwab Bank, Ssb Phoenix AZ 11/2022 Present
  • 06/2018 → 06/2021
    Great-West Financial
    Overland Park, KS
  • 07/2017 → 06/2018
    Tower Loan
    Liberty, MO
  • 08/2017 → 12/2017
    Phoenis Family Building Co. Llc
    Warrensburg, MO
  • 06/2014 → 07/2017
    Saint Luke's Health System
    Lee's Summit, MO
  • 06/2021 → 11/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2019 → 05/2021
    University Of Missouri
    Kansas City, MO
  • 08/2015 → 12/2017
    Central Missouri State University
    Warrensburg, MO
  • 10/2021 → 03/2022
    Home Instead Senior Care
    Lee's Summit, MO
  • 11/2022 → Present
    Phoenix, AZ
  • 11/2022 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-25
S63 Uniform Securities Agent State Law Examination 2018-07-19
  • S66 Uniform Combined State Law Examination
    2021-08-25
  • S63 Uniform Securities Agent State Law Examination
    2018-07-19
Designations
  • Certified Financial Planner
Other Names
  • Buba Nyaasi

View on SEC IAPD

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