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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-06 |
| TX | RA | APPROVED | 2023-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great-West Financial | Overland Park | KS | 06/2018 | 06/2021 |
| Tower Loan | Liberty | MO | 07/2017 | 06/2018 |
| Phoenis Family Building Co. Llc | Warrensburg | MO | 08/2017 | 12/2017 |
| Saint Luke's Health System | Lee's Summit | MO | 06/2014 | 07/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | 11/2022 |
| University Of Missouri | Kansas City | MO | 01/2019 | 05/2021 |
| Central Missouri State University | Warrensburg | MO | 08/2015 | 12/2017 |
| Home Instead Senior Care | Lee's Summit | MO | 10/2021 | 03/2022 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2022 | Present |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-19 |
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