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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-09-24 |
| WI | RA | APPROVED | 2025-08-05 |
| NC | RA | APPROVED | 2025-08-04 |
| MN | RA | APPROVED | 2025-07-30 |
| OH | RA | APPROVED | 2023-10-17 |
| WV | RA | APPROVED | 2023-10-16 |
| GA | RA | APPROVED | 2023-10-05 |
| AZ | RA | APPROVED | 2023-07-24 |
| MI | RA | APPROVED | 2022-09-09 |
| NY | RA | APPROVED | 2021-04-16 |
| WA | RA | APPROVED | 2021-03-29 |
| KY | RA | APPROVED | 2021-02-09 |
| MD | RA | APPROVED | 2021-01-19 |
| IL | RA | APPROVED | 2020-11-10 |
| VA | RA | APPROVED | 2020-11-06 |
| FL | RA | APPROVED | 2020-10-22 |
| PA | RA | APPROVED | 2020-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Buffalo | NY | 09/2011 | Present |
| Park Avenue Securities Llc | Buffalo | NY | 09/2011 | Present |
1. Executor in Spouse's will and Agent in Health Care Proxy, Power of Attorney, Start: 11/15/2018, Address: 76 Kelvin Dr. Buffalo, NY 14223, 0 hrs per month, Investment related, 2) BRIGHT Study-study being conducted by UB where they have two groups of low income households and provide Snap Education to the control group and Snap Education, Start: 09/01/2022, Address: G01 Farber Hall, Exercise Science Department Buffalo, NY 14214, 5-10 total hours per month; 1-2 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Insurance other than Guardian, Start: 08/01/2025, Address: 600 Delaware Ave Buffalo, NY 14202, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-08 |
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