Brian Compton Gregg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Lpl Financial
  Golden Valley, MN
• 05/2011 → Present
  Self Employed
  Minneapolis, MN

Other Businesses

1)09/10/2018 - Outside/W-2 Employment - Team Gregg, LLC - 18% - NOT INVESTMENT RELATED - MINNEAPOLIS, MN 55411 2)09/10/2018 - DBA for LPL Business (entity for LPL business) - Preferred Resource Group - 80% - INVESTMENT RELATED - GOLDEN VALLEY, MN 55422 3) 11/14/2022 - 227 Castle Ave Mountain Bungalow Rental - Investment Related - Winthrop, WA 98862 - Real Estate Rental - Start Date - 11/01/2022 - 3 Hours Per Month/0 Hours During Securities Trading 4) 11/19/2024 - Other - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 1 Hour Per month/ During Trading 5) 03/06/2025 - Gregg Wealth Management, - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:01/23/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-07

Designations

• Certified Financial Planner

Other Names

• Brian James Gregg