Carter James Herrity

Current Employers

Employment History

• 06/2018 → 09/2023
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 10/2014 → 05/2018
  Charley's Philly Steaks
  Mankato, MN
• 07/2025 → Present
  Raymond James Financial Services, Inc.
  Sioux Falls, SD
• 07/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Sioux Falls, SD
• 09/2023 → 03/2026
  Security Savings Bank
  Sioux Falls, SD
• 08/2013 → 05/2018
  Minnesota State University, Mankato
  Mankato, MN

Other Businesses

(1)Name of Business: Security Savings Bank Address: 2331 E 10th St, Sioux Falls, SD, 57103-1914, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/23/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Our Advisory practice operates out of local branches of Security Savings Bank. (2)Name of Business: Security Wealth Management Address: 2331 E 10th St, Sioux Falls, SD, 57103-1914, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/18/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a Financial Advisor with Security Wealth Management. This is the name of the advisory practice that we use to offer investment products through Raymond James.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-07-14
• S63 Uniform Securities Agent State Law Examination
  2018-08-17

Other Names

• Carter J Herrity