Alek Christopher Goltzman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 12/2016
  Andrews Capital Grill And Bar
  Tallahassee, FL
• 04/2017 → 07/2017
  Hobbit
  Tallahassee, FL
• 08/2017 → 11/2017
  Wells Brothers
  Tallahassee, FL
• 11/2017 → 06/2018
  Bella Bella
  Tallahassee, FL
• 06/2018 → 04/2020
  Heron Financial Partners
  Melbourne, FL
• 09/2009 → 06/2017
  Full Time Student
  Tallahassee, FL
• 01/2020 → 03/2020
  Royal Alliance Associates, Inc.
  Melbourne, FL
• 07/2020 → 12/2022
  Raymond James & Associates, Inc
  Melbourne, FL
• 05/2020 → 07/2020
  Space Coast Credit Union
  Melboure, FL
• 12/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
• 08/2016 → 08/2018
  Florida State University
  Tallahassee, FL
• 01/2023 → Present
  Bank Of America, N.A.
  Tampa, FL

Previous Registrations

• 2021-08-05 → 2022-12-08
  Raymond James & Associates, Inc.
  Melbourne, FL

Exams

• S66 Uniform Combined State Law Examination
  2021-07-30

Other Names

• Alek C Goltzman