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Kristen Kauffman

Strategic Advisers LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NM RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413 • United States

Albuquerque, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 03/2019 05/2020
Gwyther & Holt Investment Advisors Albuquerque NM 06/2018 03/2019
Pb&J Family Services Inc. Albuquerque NM 04/2017 03/2018
University Of New Mexico Albuquerque NM 08/2014 05/2017
Bank Of America, N.A. Albuquerque NM 05/2019 05/2020
Fidelity Investments Albuquerque NM 05/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2019 → 05/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Albuquerque, NM
  • 06/2018 → 03/2019
    Gwyther & Holt Investment Advisors
    Albuquerque, NM
  • 04/2017 → 03/2018
    Pb&J Family Services Inc.
    Albuquerque, NM
  • 08/2014 → 05/2017
    University Of New Mexico
    Albuquerque, NM
  • 05/2019 → 05/2020
    Bank Of America, N.A.
    Albuquerque, NM
  • 05/2020 → Present
    Fidelity Investments
    Albuquerque, NM
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Other Businesses

OBA-68543|OrgNmn:Blue Agave Properties, LLC|Org Addr:Albuquerqu,New Mexico,US|OBA Nature:Rental properties|Invst Rel:Y|Title:Owner|Duties:None|StrtDt:|TotHrs/mon:0.01|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-29
  • S66 Uniform Combined State Law Examination
    2019-06-29
Other Names
  • Kristen Ashley Hyre
  • Kristen Ashley Whitten
  • Kristen Hyre
  • Kristen Hyre Kauffman
  • Kristen Kauffman

View on SEC IAPD

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AAN WEALTH ADVISORS LLC · Albuquerque, NM
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ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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