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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-09
IL RA APPROVED 2019-06-13
  • TX RA
    APPROVED
    Since 2020-12-09
  • IL RA
    APPROVED
    Since 2019-06-13

Branch Locations

1751 S. Naperville Road Suite 102, Wheaton, IL 60189 • United States

St. Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Defilippis Financial Group Wheaton IL 01/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2018 06/2019
Student Lisle IL 05/2008 05/2018
Cetera Financial Specialists Llc Schaumburg IL 06/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2019 Present
Porsche For Less.COm Wayne IL 11/2019 07/2026
Ts Lp Wheaton IL 06/2024 Present
  • 01/2019 → Present
    Defilippis Financial Group
    Wheaton, IL
  • 06/2018 → 06/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2008 → 05/2018
    Student
    Lisle, IL
  • 06/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2019 → Present
    Schaumburg, IL
  • 11/2019 → 07/2026
    Porsche For Less.COm
    Wayne, IL
  • 06/2024 → Present
    Ts Lp
    Wheaton, IL
Other Businesses

1) DEFILIPPIS FINANCIAL GROUP; WHEATON, IL; INVESTMENT RELATED; TAX SERVICES/TAX RETURN PREPARATION/DBA FOR FINANCIAL SERVICES; TAX PREPARER AND FINANCIAL ADVISOR; SINCE 01/2019; 160 HRS/MO 2) NAME OF OTHER BUSINESS: TS LP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE LP; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: HELP BUY & MANGE RENTAL REAL ESTATE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-12
  • S66 Uniform Combined State Law Examination
    2019-06-12

View on SEC IAPD

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