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Randy Tran

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-12-15
TX RA APPROVED 2025-12-11
AZ RA APPROVED 2025-12-01
  • LA RA
    APPROVED
    Since 2025-12-15
  • TX RA
    APPROVED
    Since 2025-12-11
  • AZ RA
    APPROVED
    Since 2025-12-01

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 06/2018 Present
Dhl Express Tempe AZ 04/2017 05/2018
Unemployed Glendale AZ 01/2017 03/2017
Bomboba Glendale AZ 06/2015 12/2016
Arizona State University Tempe AZ 08/2012 12/2016
Schwab Wealth Advisory, Inc Phoenix AZ 11/2025 Present
  • 06/2018 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 04/2017 → 05/2018
    Dhl Express
    Tempe, AZ
  • 01/2017 → 03/2017
    Unemployed
    Glendale, AZ
  • 06/2015 → 12/2016
    Bomboba
    Glendale, AZ
  • 08/2012 → 12/2016
    Arizona State University
    Tempe, AZ
  • 11/2025 → Present
    Schwab Wealth Advisory, Inc
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-12
S63 Uniform Securities Agent State Law Examination 2024-03-16
  • S65 Uniform Investment Adviser Law Examination
    2025-05-12
  • S63 Uniform Securities Agent State Law Examination
    2024-03-16

View on SEC IAPD

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HEATH EDWARD WHETSEL
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JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

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