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Hector G Laffitte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guaynabo, PR

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-04
TX RA APPROVED 2024-02-29
  • GA RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED
    Since 2024-02-29

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 08/2023 Present
Shay Capital Llc San Juan PR 06/2021 03/2023
Vmware Carbon Black Waltham MA 07/2019 06/2021
Unemployed San Juan PR 04/2023 07/2023
Elon University -Full Time Education Elon NC 08/2015 06/2019
Bank Of America N.A. Guaynabo PR 08/2023 Present
  • 08/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Guaynabo, PR
  • 06/2021 → 03/2023
    Shay Capital Llc
    San Juan, PR
  • 07/2019 → 06/2021
    Vmware Carbon Black
    Waltham, MA
  • 04/2023 → 07/2023
    Unemployed
    San Juan, PR
  • 08/2015 → 06/2019
    Elon University -Full Time Education
    Elon, NC
  • 08/2023 → Present
    Bank Of America N.A.
    Guaynabo, PR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22
Other Names
  • Hector Laffitte

View on SEC IAPD

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ANDRES LEWOWICZ
Roberto H Santa Maria Mendez
Carlos Gonzalez Abella
JUAN CARLOS ESTARELLAS SABATER
JOEL DAVILA
Maribel Santiago Lebron
AURORA CASTRO VELEZ

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Guaynabo, PR
PFS INVESTMENTS INC. · GUAYNABO, PR
CAF INVESTMENTS LLC · GUAYNABO, PR
FINANXIAL INVESTMENT ADVISORS, CORP · SAN JUAN, PR
MOBILITY PARTNERS LLC · SAN JUAN, PR
CAPITALIA ADVISORS LLC · GUAYNABO, PR
CAPITALIA ADVISORS LLC · GUAYNABO, PR
SALAMANCA CAPITAL LLC · SAN JUAN, PR

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