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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-07-26
VA RA APPROVED 2022-07-26
  • MD RA
    APPROVED
    Since 2022-07-26
  • VA RA
    APPROVED
    Since 2022-07-26

Branch Locations

1676 International Drive Suite 610, Mclean, VA 22102 • United States

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Mclean VA 07/2012 07/2022
Morgan Stanley Private Bank, National Association New York NY 09/2015 07/2022
Wells Fargo Advisors Financial Network, Llc Mclean VA 07/2022 Present
  • 07/2012 → 07/2022
    Morgan Stanley Smith Barney
    Mclean, VA
  • 09/2015 → 07/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2022 → Present
    Mclean, VA
Previous Registrations
Other Businesses

THOMAS PALAZZO FINANCIAL ADVISOR LLC DBA THE PALAZZO COMPANY LLC, INVT RELATED, FAIRFAX, VA, 100% OWNERSHIP, START DATE 07/29/2022, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-21
  • S66 Uniform Combined State Law Examination
    2005-12-21
Designations
Other Names
  • Tom Palazzo

View on SEC IAPD

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